There have been a number of new regulatory requirements for hedge funds this year.  Few are as daunting as the SEC/CFTC proposed Form PF with 44 pages and almost 2,000 input items.

Join us for a panel discussion of the compliance and operational requirements of the proposed SEC Form PF and how funds are responding.  Panelists include hedge fund executives and representatives from hedge fund legal, accounting, fund administration, and technology firms.

Agenda

7:30 a.m.
Registration, Breakfast, and Networking

8:00 a.m.
Welcome and Introduction

8:15 a.m.
Panel Discussion – Dodd-Frank & Form PF
• Review of Dodd-Frank and other new regulatory requirements - registration, forms SLT, 13(h), etc.
• Form PF – overview & current status
• Isn’t it just a bunch of risk data?
• Will the data be used in SEC exams?
• Unexpected requirements of Form PF

9:00 a.m.
Break

9:15 a.m.
Panel Discussion – Operational Considerations
• What are firms doing to prepare now?
• What will my service providers offer?
• What are the right workflows and controls?
• Is technology the solution?
• Q & A

10:00 a.m.
Conference Ends

This event will be held in midtown New York City at the Helmsley Hotel (212 E. 42nd St.) on Tuesday October 25th.  Open to hedge fund industry professionals, RSVP required.